Dear Visitor: This is our archive page for March, 2013 quarter 13D/G filings. You can access the latest real-time 13D/G filings for free by registering using the form below the table.

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    What can I do with the Table?

    • Sort by Date, Company, Fund or Industry.
    • Search by Company Name or Ticker, using Search Box.
    • Filter filings by Fund Manager, Fund Group, or Industry sub-group, using the pull-down menus.

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    More Ways of Using the Table

    • Click on Company Name to go its SEC filing page.
    • Click on Ticker to link to its Yahoo! Finance page.
    • Click on Fund Manager Name to link to our summary of its latest SEC 13-F filing.

    Archives of our 13D/G filing summaries, by industry group, for other quarters, going back up to Q3/2012, can be accessed from the Menu under ‘Latest Filings.’

Name Ticker Form Filed Filing Fund Primary Fund Group 13D/G Action (# Shares) Resulting Ownership Date Filed Percent Shares Held Industry
Regional Management Corp RM SC 13G/A Second Curve Capital Sector Add 285,050 962,968 17-Jan-14 7.7% Credit Svcs.
Trustco Bank Corp /ny/ TRST SC 13G/A Royce & Associates Guru Add 342,400 7,830,976 16-Jan-14 8.3% Banks|Regional
First Marblehead Corp FMD SC 13G/A Second Curve Capital Sector Add 380,567 1,118,161 17-Jan-14 1.1% Credit Svcs.
Westwood Holdings Group Inc WHG SC 13G/A Royce & Associates Guru Add 45,198 742,760 17-Jan-14 9.2% Asset Management

This is Our Archive Page for Previous Qtrs.

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